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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Cpa | Clairton | PA | 08/1998 | Present |
| H.D. Vest Investment Services | Pittsburgh | PA | 08/1998 | 10/2019 |
| H.D. Vest Advisory Services | Pittsburgh | PA | 05/2005 | 10/2019 |
| H.D.VEst Insurance Agency | Irving | TX | 02/2014 | 10/2019 |
| Cetera Wealth Services, Llc | Pittsburgh | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Health America Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Health Insurance Agent. 2) Allianz Life Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Fixed Life, Annuity, & Long Term Care. 3) Highmark Blue Cross Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Neishloss & Fleming, Inc. 4) Dean A. Ponterio, CPA~132 Toura Drive~Pittsburgh~PA~15236~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1990~30hrs~20hrs~accounting and tax returns. 5) Fortis Insurance Company~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Health Insurance Sales. 6) Century III Properties, LLC~180 Clairton Blvd.~Pittsburgh~PA~15236~Rental Property Owner/Management~Partner/General Partner~12/15/2011~5hrs~0hrs~manage my property that is going to be used for my accounting practice. 7) United Concordia~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Neishloss & Fleming, Inc. -- Dental Insurance & Group Life & Health Sales. 8) UPMC Health Insurance~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Neishloss & Fleming Inc. -- Health Insurance Sales. 9) CENTURY III COMPUTER CONSULTIN POSITION: Personal/Business Services NATURE: Computer Consulting/Services/Development INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 180 Clairton Blvd., Pittsburgh PA 15236, United States DESCRIPTION: Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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