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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

117 Lincoln Road, Clairton, PA 15025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Cpa Clairton PA 08/1998 Present
H.D. Vest Investment Services Pittsburgh PA 08/1998 10/2019
H.D. Vest Advisory Services Pittsburgh PA 05/2005 10/2019
H.D.VEst Insurance Agency Irving TX 02/2014 10/2019
Cetera Wealth Services, Llc Pittsburgh PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1998 → Present
    Self-Cpa
    Clairton, PA
  • 08/1998 → 10/2019
    H.D. Vest Investment Services
    Pittsburgh, PA
  • 05/2005 → 10/2019
    H.D. Vest Advisory Services
    Pittsburgh, PA
  • 02/2014 → 10/2019
    H.D.VEst Insurance Agency
    Irving, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Pittsburgh, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-05-19 → 2025-09-05
    Avantax Advisory Services
    Clairton, PA
Other Businesses

1) Health America Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Health Insurance Agent. 2) Allianz Life Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Fixed Life, Annuity, & Long Term Care. 3) Highmark Blue Cross Agent~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~2/25/2004~1hrs~0hrs~Neishloss & Fleming, Inc. 4) Dean A. Ponterio, CPA~132 Toura Drive~Pittsburgh~PA~15236~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1990~30hrs~20hrs~accounting and tax returns. 5) Fortis Insurance Company~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Health Insurance Sales. 6) Century III Properties, LLC~180 Clairton Blvd.~Pittsburgh~PA~15236~Rental Property Owner/Management~Partner/General Partner~12/15/2011~5hrs~0hrs~manage my property that is going to be used for my accounting practice. 7) United Concordia~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Neishloss & Fleming, Inc. -- Dental Insurance & Group Life & Health Sales. 8) UPMC Health Insurance~132 Toura Drive~Pittsburgh~PA~15236~Independent Insurance Agent~Insurance Sales Agent~1/4/2005~1hrs~0hrs~Neishloss & Fleming Inc. -- Health Insurance Sales. 9) CENTURY III COMPUTER CONSULTIN POSITION: Personal/Business Services NATURE: Computer Consulting/Services/Development INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 180 Clairton Blvd., Pittsburgh PA 15236, United States DESCRIPTION: Owner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-28
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S65 Uniform Investment Adviser Law Examination
    2004-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Dean Allen Ponterio

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