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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| AR | RA | APPROVED | 2017-12-20 |
| FL | RA | APPROVED | 2017-08-23 |
| OH | RA | APPROVED | 2017-08-17 |
| MT | RA | APPROVED | 2017-04-11 |
| OK | RA | APPROVED | 2015-06-03 |
| ID | RA | APPROVED | 2015-06-02 |
| IL | RA | APPROVED | 2014-08-27 |
| MO | RA | APPROVED | 2010-10-04 |
Branch Locations
625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Town And Country | MO | 04/2015 | Present |
| Guardian Life Insurance Company Of Amercia | Town And Country | MO | 04/2015 | Present |
1. Health Insurance-appointed with United Health Care to write individual Health Policies,,. Start: 09/01/2003, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 1 non bus hr per month, Investment related, 2. The DaVinci Group LLC-Non publicized corporation through which I will run business expenses for tax purposes, Start: 06/04/2013, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 0 hrs per month, Not investment related, 3. Insurance products offered outside of Guardian-MassMutual Disability and Life Insurance, Start: 02/25/2015, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 1 bus hr per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-01 |
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