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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-21 |
| IL | RA | APPROVED | 2022-11-10 |
| TX | RA | APPROVED | 2022-11-10 |
Branch Locations
1200 Ogden Avenue, Downers Grove, IL 60515 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Woodridge | IL | 08/2000 | 05/2022 |
| Morgan Stanley | Oak Brook | IL | 05/2022 | 09/2022 |
| J.P. Morgan Securities Llc | Downers Grove | IL | 09/2022 | Present |
| Finra | Washington | DC | 11/2022 | Present |
Entity Name: FINRA Investment related: No "Address: FINRA 1735 K Street, NW Washington, DC 20006 301-590-6500" Nature of the other business: Self-Regulatory Organization Position/Title/Relationship: Employee/Contractor Start Date: 11/25/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The position is to serve as a FINRA arbitrator for ad hoc cases involving disputes between an investor and a brokerage firm or broker.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
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