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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2005-04-13
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2005-04-13

Branch Locations

1300 South El Camino Real Suite 110, San Mateo, CA 94402-2964 • United States

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Mateo CA 12/2004 Present
Charles Schwab Bank Ssb San Mateo CA 02/2005 Present
Other Businesses

1) Rental Property|Investment Related: No|2416 Constitution, Raleigh, NC, 27615, USA|Real Estate (Non-Agent/Broker)|Owner|6/29/2018|Less than 20 hour/month - 0 during trading hours|Rental Property, 2) Rental Property|Investment Related: No|4505 Aviemore Crescent, Raleigh, NC, 27604, USA|Real Estate (Non-Agent/Broker)|Owner|3/6/2019|Less than 20 hour/month - 0 during trading hours|Rental Property-Property Management handles all responsibility for company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-12
  • S66 Uniform Combined State Law Examination
    2005-04-12

View on SEC IAPD

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