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Michael D. Livingston

LPl Financial LLC

Owings Mills, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-02-14
DC RA APPROVED 2018-02-14
GA RA APPROVED 2018-02-14
MD RA APPROVED 2018-02-14
MI RA APPROVED 2018-02-14
MO RA APPROVED 2018-02-14
NJ RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • AZ RA
    APPROVED
    Since 2018-02-14
  • DC RA
    APPROVED
    Since 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14
  • MD RA
    APPROVED
    Since 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14
  • NJ RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

300 Redland Court Ste 304, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Livingston Financial Group Westminster MD 09/2003 Present
Invest Financial Corp. Tampa FL 05/2009 02/2018
Lpl Financial Llc Westminster MD 02/2018 Present
  • 09/2003 → Present
    Livingston Financial Group
    Westminster , MD
  • 05/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Westminster, MD
Previous Registrations
  • 2009-05-15 → 2018-02-16
    Invest Financial Corporation
    Clearwater, FL
    Westminster, MD
    Appleton, WI
  • 2006-04-11 → 2009-05-28
    Gold River, CA
    Harrisburg, PA
    Westminster , MD
    Westminster, MD
Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - INSURANCE AGENT - Start Date 09/01/02 - 30 Hours Per Month - LIFE, LTC, Fixed Annuities. 2. 02/14/2018 - GL&ML, LLC - Not Investment Related - 15 NATIONAL PLACE, WESTMINSTER, MD 21157 - Business Entity For Tax/Investment Purposes Only - SECRETARY - Start Date 4/1/09. 3. 02/14/2018 - MD LIVINGSTON, SOLE PROP - Not Investment Related - 15 NATIONAL PLACE, WESTMINSTER, MD 21157 - Business Entity For Tax/Investment Purposes Only - Start Date 10/01/08 - 30 Hours Per Month/15 Hours During Securities Trading. 4. 02/14/2018 - LIVINGSTON TAX SOLUTIONS - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 12/01/2015 - 10 Hours Per Month/10 Hours During Securities Trading. 5. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6. 02/14/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-14
  • S66 Uniform Combined State Law Examination
    2006-03-14

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