Douglas Anthony Potash

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2026
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2012 → 03/2026
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2026 → Present
  Lpl Financial Llc
  Annapolis, MD

Previous Registrations

• 2012-10-12 → 2026-03-13
  Cambridge Investment Research Advisors, Inc.
  Annapolis, MD
  Annapolis, MD
• 2009-07-08 → 2012-10-17
  Osaic Fs, Inc.
  Annapolis, MD
• 2004-07-12 → 2009-07-08
  Ameriprise Financial Services, Llc
  Columbia, MD
  Annapolis, MD
  Annapolis, MD

Other Businesses

1. 2/2026 - Legacy Wealthcare LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/9/2026 2. 2/2026 - Douglas Potash - Non-Variable Insurance - Investment Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Annapolis MD 21401 - OBA Start date: 11/01/2004

Exams

• S66 Uniform Combined State Law Examination
  2004-07-09