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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-27
MO RA APPROVED 2015-03-26
  • TX RA
    APPROVED_RES
    Since 2015-03-27
  • MO RA
    APPROVED
    Since 2015-03-26

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 03/2015 Present
Bank Of America, N.A. Chesterfield MO 04/2015 Present
Previous Registrations
Other Businesses

I*4842269, Entity Type: Entity For Profit, Name of OBA: JME HOLDINGS, Address: Irving, Illinois, 62051, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/13/2026, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Maintenance, rental responsibilities, marketing Rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-19
  • S66 Uniform Combined State Law Examination
    2010-10-19

View on SEC IAPD

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