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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
IA RA APPROVED 2010-10-05
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • IA RA
    APPROVED
    Since 2010-10-05

Branch Locations

3720 Queen Ct Sw Ste 6, Cedar Rapids, IA 52404 • United States

204 Glenn St. Se Suite 2, Mount Vernon, IA 52314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hennings Investments Llc Cave Creek AZ 01/2006 Present
Cambridge Investment Research, Inc Fairfield IA 01/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2010 Present
Previous Registrations
Other Businesses

1) KENT HENNINGS, CAVE CREEK, AZ, 8/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/YR, 0 HR/YR TRADING. 2) CIRA, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 4 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) APEX FINANCIAL GROUP, LLC, CEDAR RAPIDS, IA, 01/2023, OWNER, DBA, INV REL, 160 HR/MO, 130 HR/MO TRADING. 4) MOUNT VERNON INVESTMENT CENTER, Mount Vernon, IA, 02/2023, OWNER, DBA, INV REL, 16 HR/MO, 13 HR/MO Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-17
  • S66 Uniform Combined State Law Examination
    2004-05-17

View on SEC IAPD

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