Florentino Esteban Chapa

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Mcallen, TX
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Mcallen, TX
• 06/2021 → Present
  Sanctuary Wealth
  Mcallen, TX

Previous Registrations

• 2011-01-03 → 2021-06-17
  Wells Fargo Clearing Services, Llc
  Mcallen, TX
  Mcallen, TX
  Brownsville, TX
  San Antonio, TX
  El Paso, TX
  San Antonio, TX
  Austin, TX
  Donna, TX
  San Antonio, TX
  Mcallen, TX
• 2010-12-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Mcallen, TX
• 2006-01-23 → 2010-11-22
  Chase Investment Services Corp.
  Mcallen, TX
  Mcallen, TX

Other Businesses

(1) Name: Casas M & T LLC Position: Member Nature: Real Estate Rentals ( Fourplex & Home) Investment Related: Yes Hours: 15 Securities Trading Hours: 4 Start Date: 01/05/2013 Address: 1009 Travis St, Mission TX 78572, United States Description: Collect Rent (2) Name: EXCELSIS HOLDINGS, L.L.C. Position: Member Nature: Real estate investments Investment Related: Yes Hours: 2 Securities Trading Hours: 0 Start Date: 02/10/2022 Address: 200 S 10TH ST, MCALLEN TX 78501, United States Additional Info: Description: Partnership in buying and selling real estate (3) Name: Briscoll Investments LLC Position: Life Insurance Referrer Nature: Referral of Life Insurance Products (Index Universal Life Insurance) Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 06/01/2022 Address: 1320 N 10th St. Suite 20, McAllen TX 78501, USA Description: Referral of Life Insurance Prospects

Exams

• S66 Uniform Combined State Law Examination
  2006-01-20
• S63 Uniform Securities Agent State Law Examination
  2004-04-22