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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-10 |
| CO | RA | APPROVED | 2021-03-10 |
Branch Locations
143 Union Blvd, Lakewood, CO 80228 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb | Denver | CO | 05/2012 | 03/2020 |
| Unemployed | Lakewood | CO | 03/2020 | 08/2020 |
| Gwfs Equities, Inc | Greenwood Village | CO | 08/2020 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Lakewood | CO | 03/2021 | Present |
| Wells Fargo Bank, Na | Lakewood | CO | 02/2021 | Present |
MINKK, LLC, INVT RELATED, LAKEWOOD, CO, 40% OWNERSHIP WITH SPOUSE, START DATE 9/22/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY OWNER. RENTAL PROPERTY, INVT RELATED, DILLON, CO, 40% OWNERSHIP WITH SPOUSE, START DATE 9/22/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY DUTIES. WEST STAR HOMEOWNERS ASSOCIATION; NOT INV RELATED; LAKEWOOD, CO; 55 SINGLE FAMILY HOME HOA; BOARD MEMBER; START DATE: 11/01/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-16 |
| S65 | Uniform Investment Adviser Law Examination | 2018-01-24 |
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