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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
4505 Pine Tree Circle Suite 101, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Birmingham | AL | 12/2004 | 02/2025 |
| (Dba) Vision Financial Group | Birmingham | AL | 08/2004 | Present |
| Concourse Financial Group Securities Inc | Birmingham | AL | 10/2005 | 02/2025 |
| Cetera Wealth Services, Llc | Birmingham | AL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) VISION FINANCIAL GROUP; Investment Related; 4505 Pine Tree Circle, Ste 101, Birmingham, AL, 35243; Financial Services; Director of Planning; Start Date 08/2004; 45 per month; Assistant to Financial Advisers. >> NOTARY; Non-Investment Related; 4505 Pine Tree Circle, Suite 101, Birmingham, AL 35243; Other; Notary Public; Start Date 01/2010; 1 hour or less per month; Perform courtesy notary services for clients only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-03 |
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