Best Investors Account Sign in

Sam G Garrard

Wells Fargo Clearing Services, LLC

Nashville, TN

Nashville, TN

Memphis, TN

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-07-20
TX RA APPROVED 2021-07-19
  • TN RA
    APPROVED
    Since 2021-07-20
  • TX RA
    APPROVED
    Since 2021-07-19

Branch Locations

3100 West End Ave 5Th Fl, Nashville, TN 37203 • United States

5605 Charlotte Pike, Nashville, TN 37209 • United States

6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 08/2011 02/2017
Suntrust Investment Services, Inc Atlanta GA 03/2017 07/2021
Suntrust Advisory Services, Inc Atlanta GA 03/2017 07/2021
Wells Fargo Clearing Services, Llc. Franklin TN 07/2021 Present
  • 08/2011 → 02/2017
    Investment Professionals, Inc.
    San Antonio, TX
  • 03/2017 → 07/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 03/2017 → 07/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc.
    Franklin, TN
Previous Registrations
  • 2017-03-29 → 2021-07-19
    Truist Advisory Services, Inc.
    Nashville, TN
    Nashville, TN
    Mt. Juliet, TN
    Madison, TN
    Mt. Juliet, TN
    Lebanon, TN
  • 2011-08-02 → 2017-03-27
    Investment Professionals, Inc.
    Lawrenceburg, TN
    Columbia, TN
    San Antonio, TX
    Franklin, TN
    Columbia, TN
    Columbia, TN
  • 2008-03-28 → 2011-08-02
    Vsr Financial Services, Inc.
    Columbia, TN
    Overland Park, KS
    Franklin, TN
    Columbia, TN
    Overland Park, KS
Other Businesses

ESTATE OF MOTHER; INV RELATED; FRANKLIN, TN; EXECUTOR; START DATE 01/15/2025; 2 HOURS PER MONTH; 2 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
S63 Uniform Securities Agent State Law Examination 2004-03-29
  • S66 Uniform Combined State Law Examination
    2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    2004-03-29
Other Names
  • Trey Garrard
  • Sam G Garrard

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC
ALLIANCEBERNSTEIN HOLDING L.P.

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor