Ryan Christopher Klump

Current Employers

Employment History

• 01/2004 → Present
  Saxony Securities, Inc
  St. Louis, MO
• 05/2004 → Present
  Saxony Capital Management, Llc
  St. Louis, MO
• 12/2015 → 05/2021
  Patrick Capital Markets, Llc
  St. Louis, MO
• 11/2025 → Present
  Patrick Capital Markets, Llc
  St. Louis, MO

Previous Registrations

• 2007-06-08 → 2008-01-29
  Cornerstone Select Advisors, Llc
  St. Louis, MO
  St. Louis, MO

Other Businesses

1)SAXONY FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF PATRICK CAPITAL MARKETS, LLC, SAXONY INSURANCE AGENCY, LLC, AND SAXONY CAPITAL MANAGEMENT, LLC WITH MULTIPLE OWNERS FOR THE CONTROL OF EXISTING BUSINESS ENTITIES; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 2) SAXONY HOLDINGS, INC.; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF SAXONY SECURITIES, INC. WITH MULTIPLE OWNERS FOR THE CONTROL OF AN EXISTING BUSINESS ENTITY; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 3) Klump Brothers, LLC, investment-related: No, 5 Pelham Pt. Festus MO 63028, Real estate, Owner, started March 2018, 2 hours/month, 0 hours during trading, Commercial or residential real estate for rental income, business name is Security storage 4) Farmer, investment-related, No, Liberty, IL 62347, Rent, Lessor, 2017, 0 hours/month, 0 hours during trading, Rents farm ground to farmer 5) MRV Banks, Not Investment Related, 1319 N Truman Blvd, Festus, MO 63028, Advisory Board, Advisory Board Member, 2/15/2023, Around an hour or less, Less than an hour, Assisting local bank branch with different business related topics 6) AR Home, LLC, not investment related, 5 Pelham Pt, Festus, MO 63028, Home Rental Company, Sole-Member of LLC, started 5/4/23, 1-2 number of hours/month, 0 hours during securities trading hours, rentals.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-07