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Inactive

Tom Oneal French

Grimes & Company

Westborough, MA

Frankston, TX

Southlake, TX

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Current Employers
Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
  • TX RA
    APPROVED
    Since 2024-03-13

Branch Locations

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Frankston, TX • United States

531 Silicon Drive Suite 101, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 12/2006 06/2017
Grimes & Company, Inc. Westborough MA 06/2017 Present
  • 12/2006 → 06/2017
    Td Ameritrade
    Fort Worth, TX
  • 06/2017 → Present
    Grimes & Company, Inc.
    Westborough, MA
Previous Registrations
  • 2007-01-16 → 2017-06-12
    Td Ameritrade, Inc.
    Westlake, TX
    Omaha, NE
    Fort Worth, TX
    Fort Worth, TX
    Omaha, NE
    Westlake, TX
    Fort Worth, TX
    Lindsay, OK
    Jersey City, NJ
  • 2012-01-13 → 2017-06-12
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Lindsay, OK
  • 2004-04-29 → 2006-05-26
    A. G. Edwards & Sons, Inc.
    Flower Mound, TX
    Flower Mound, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28
Other Names
  • Neal French
  • Tom O'NEal French
  • Tom O'NEal French
  • Tom Oneal French

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

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