Best Investors Account Sign in

Xun Hu

Citigroup Global Markets Inc.

Long Island City, NY

Flushing, NY

New Hyde Park, NY

CRD 4762553

Claim This Profile
Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-21
  • NY RA
    APPROVED
    Since 2023-06-21

Branch Locations

Citi Wealth Management, Sales 38-18 Queens Boulevard, B, Long Island City, NY 11101 • United States

Cwm Retail, Sales 25-47 Parsons Blvd, Flushing, NY 11354 • United States

New Hyde Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Flushing NY 10/2012 08/2018
Gelivable Agency Services Flushing NY 11/2015 06/2022
Jp Morgan Securities Llc Flushing NY 08/2018 04/2023
Citigroup Flushing NY 04/2023 Present
Previous Registrations
  • 2018-09-05 → 2023-07-05
    J.P. Morgan Securities Llc
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2011-07-11
  • S66 Uniform Combined State Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2011-07-11
Other Names
  • Sinclair Hoo
  • Sinclair Hu
  • Xun Sinclair Hu

View on SEC IAPD

Nearby Firms

UNFCU ADVISORS LLC
TREND DISCOVERY CAPITAL MANAGEMENT, LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

SUBRYAN ARMOGAN
Alexander PATRICK Dugan
SYLVAN GOMEZ

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Long Island City, NY
CITIGROUP GLOBAL MARKETS INC. · Long Island City, NY
CITIGROUP GLOBAL MARKETS INC. · Long Island City, NY

More in Long Island City, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor