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Nicole Ann Sabin

Ameriprise Financial Services, LLC

Midland, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-26
MI RA APPROVED 2017-07-10
  • TX RA
    APPROVED_RES
    Since 2019-02-26
  • MI RA
    APPROVED
    Since 2017-07-10

Branch Locations

104 E Indian St, Midland, MI 48640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 07/2017
Ameriprise Financial Services Inc Midland MI 07/2017 03/2020
Ameriprise Financial Services, Llc Midland MI 03/2020 Present
  • 01/2013 → 07/2017
    Cetera Advisors Llc
    Denver, CO
  • 07/2017 → 03/2020
    Ameriprise Financial Services Inc
    Midland, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Midland, MI
Previous Registrations
  • 2010-05-26 → 2017-07-10
    Cetera Advisors Llc
    Midland, MI
    Midland, MI
    Midland, MI
Other Businesses

Real Estate Ownership; Single Family; 116 Fish Bay, , Saint John, VI, 00830; Not Investment-Related; 06/01/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 2004-05-07
  • S66 Uniform Combined State Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    2004-05-07
Other Names
  • Nicole Ann Nash
  • Nicole Ann Nash
  • Nicole (Nicki) Ann Nash
  • Nicole An Sabin

View on SEC IAPD

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EDWARD JONES
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HANTZ FINANCIAL SERVICES, INC.
MWA FINANCIAL SERVICES INC.
USA FINANCIAL SECURITIES LLC
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

SHANNON MARIE ASTRIKE
Lexi Marie Astrike
Amee Marie Hughes
Jonathan Robert Laundra
Tara Lee Stensrud
Stephanie Gene Siler
McKenzie Paul-David Lee
THOMAS CARL LANNING

Other Offices

CETERA INVESTMENT ADVISERS LLC · MIDLAND, MI
EDWARD JONES · MIDLAND, MI
AVANTAX PLANNING PARTNERS, INC. · Midland, MI
EDWARD JONES · MIDLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Midland, MI
HANTZ FINANCIAL SERVICES, INC. · Midland, MI
HANTZ FINANCIAL SERVICES, INC. · MIDLAND, MI
HANTZ FINANCIAL SERVICES, INC. · MIDLAND, MI

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