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Andrew Justin Raudenbush

Equitable Advisors, LLC

Boca Raton, FL

CRD 4761903

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-05
FL RA APPROVED 2011-04-18
  • TX RA
    APPROVED_RES
    Since 2020-08-05
  • FL RA
    APPROVED
    Since 2011-04-18

Branch Locations

2255 Glades Road Suite 412E, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2011 06/2020
Equitable Advisors, Llc New York NY 04/2011 Present
Previous Registrations
Other Businesses

1- AJR INSURANCE GROUP, INC., 2730 NW 70 BLVD. BOCA RATON, FL. 33496, EMPLOYEE BENEFITS CONSUTLTING,PRESIDENT, SINCE 07/14/2006, 15 HRS. MO.; 2- ANDREW J RAUDENBUSH REV TRUST DTD 11/4/2013, 2730 NW 70 BLVD. BOCA RATON, FL. t33496, TRUSTEE SINCE NOV. 4, 2013, 0 HR MO. 3- PRIVATE CLIENT GROUP, 8240 NW 52 TERRACE 409, MIAMI, FL. 33166, SALE P AND C INSURANCE SINCE 7/01/15, 1 HR.MO. 4- PARTICIPATION IN LIFE SETTLEMENT TRANSACTIONS THROUGH Equitable's APPROVED LIFE SETTLEMENT BROKERS. 5-OUTSIDE INSURANCE, 6- 4890 STREAM SIDE, LN, LLC, MEMBER/OWNER, LLC SET UP TO OWN LAND PURCHASED AS AN INVESTMENT, PAY ANNUAL TAXES, ANNUAL PROPERTY TAX AND HOA, 11/2/2022, 0HRS/MO.7-EMPLOYEE BENEFITS, PRESIDENT, COUNSULTING...SPECIFICALLY GROUP HEALTH INSURANCE, DENTAL, VISION, GROUP LIFE, LTD AND STD, 15 HRS/MO.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-07
S65 Uniform Investment Adviser Law Examination 2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    2008-04-07
  • S65 Uniform Investment Adviser Law Examination
    2007-02-15

View on SEC IAPD

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