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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-01
NC RA APPROVED 2004-05-10
  • TX RA
    APPROVED_RES
    Since 2009-05-01
  • NC RA
    APPROVED
    Since 2004-05-10

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2004 Present
Bank Of America,Na Huntersville NC 12/2009 Present
Other Businesses

I*98438 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GOOGLE ADSENSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOUNTAIN VIEW, CALIFORNIA 94043 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, PARENT OF MY DAUGHTER WHO IS RECEIVING THE COMP START DATE OF RELATIONSHIP: 9/30/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY MINOR DAUGHTER HAS A YOUTUBE CHANNEL AND SHE IS GETTING COMPENSATED FROM GOOGLE FOR ADS THAT ARE ON THE CHANNEL. HOWEVER, SINCE SHE IS A MINOR THEY HAVE TO PAY THE PARENT (ME).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
  • S66 Uniform Combined State Law Examination
    2004-05-07
Other Names
  • Karen Alison Cornell
  • Karen Anderson

View on SEC IAPD

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