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Leslie Lister

Raymond James & Associates, Inc.

Birmingham, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-16
TX RA APPROVED_RES 2026-01-15
  • MI RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2026-01-15

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Detroit MI 01/2015 08/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 08/2023 01/2026
Raymond James & Associates, Inc. Birmingham MI 01/2026 Present
Previous Registrations
  • 2023-08-21 → 2026-01-26
    Ameriprise Financial Services, Llc
    Bloomfield Hills, MI
    Huntington Woods, MI
  • 2004-06-23 → 2023-11-06
    Comerica Securities
    Farmington, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Detroit, MI
Other Businesses

Carpe Diem BLMC; Member/co-owner ; Real Estate; Huntington Woods, MI; Not Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-22
  • S66 Uniform Combined State Law Examination
    2004-06-22
Other Names
  • Leslie Lynn Murray
  • Leslie Lynn Sago
  • Leslie Lister
  • Leslie Lynn Lister

View on SEC IAPD

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Other Investors

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Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH
Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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