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Christopher Brian Hausman

Swan Global Investments, LLC

Durango, CO

CRD 4760409

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Employer firm

Swan Global Investments, LLC CRD 114669

$2.39B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Swan Global Investments, Llc

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saliba Portfolio Management,Llc Chicago IL 01/2004 Present
Swan Global Investments, Llc Durango CO 03/2015 Present
Previous Registrations
  • 2006-09-15 → 2016-11-02
    Saliba Portfolio Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-09
S63 Uniform Securities Agent State Law Examination 2003-11-21
  • S65 Uniform Investment Adviser Law Examination
    2006-09-09
  • S63 Uniform Securities Agent State Law Examination
    2003-11-21

View on SEC IAPD

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