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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-12-22
  • AZ RA
    APPROVED
    Since 2021-12-22

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

3179 Lakeview Plaza Lane, Prescott, AZ 86301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Center Street Securities, Inc. Prescott AZ 08/2015 12/2021
Wright Wealth Management Group Prescott AZ 08/2015 12/2021
Raymond James Financial Services, Inc. Prescott AZ 12/2021 Present
Raymond James Financial Services Advisors, Inc Prescott AZ 12/2021 Present
Desert Financial Wealth Management Prescott AZ 12/2021 Present
Desert Financial Credit Union Prescott AZ 12/2021 Present
  • 08/2015 → 12/2021
    Center Street Securities, Inc.
    Prescott, AZ
  • 08/2015 → 12/2021
    Prescott, AZ
  • 12/2021 → Present
    Raymond James Financial Services, Inc.
    Prescott, AZ
  • 12/2021 → Present
    Prescott, AZ
  • 12/2021 → Present
    Desert Financial Wealth Management
    Prescott, AZ
  • 12/2021 → Present
    Desert Financial Credit Union
    Prescott, AZ
Previous Registrations
  • 2015-09-30 → 2022-02-04
    Prescott, AZ
  • 2010-10-15 → 2012-06-28
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-04-13 → 2010-10-15
    St Johns Wealth Management
    Prescott, AZ
Other Businesses

(1)Name of Business: Desert Financial Credit Union Address: 3179 Lakeview Plaza Lane, Prescott, AZ, 86301, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/13/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Desert Financial Wealth Management Address: 3179 Lakeview Plaza Lane, Prescott, AZ, 86301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/13/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-06
S65 Uniform Investment Adviser Law Examination 2009-12-14
  • S63 Uniform Securities Agent State Law Examination
    2022-05-06
  • S65 Uniform Investment Adviser Law Examination
    2009-12-14
Other Names
  • Merissa Lynn Wells
  • Merissa Lynn Brinkerhoft

View on SEC IAPD

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