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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-23 |
| NH | RA | APPROVED | 2016-03-23 |
Branch Locations
145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Portsmouth | NH | 12/2013 | 05/2022 |
| Steward Partners Global Advisory Llc | Portsmouth | NH | 12/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Portsmouth | NH | 12/2013 | 12/2016 |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 01/2016 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 05/2022 | Present |
(1)Name of Business: Highwater Wealth Group Address: 145 Maplewood Avenue, Portsmouth, NH, 03801, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Admin Mgr (2)Name of Business: Steward Partners Investment Advisory LLC Address: 145 Maplewood Ave, Ste 100, Portsmouth, NH, 03801, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 01/14/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: IAR assistant. Supporting IAR, providing admin services to IAR and clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-20 |
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