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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-01-17 |
| TX | RA | APPROVED | 2019-01-17 |
Branch Locations
16 Middle Street Suite 501B, Portland, ME 04101 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | ME | 11/2016 | 01/2019 |
| Raymond James Financial Services, Inc. | Portland | ME | 01/2019 | 05/2022 |
| Steward Partners Global Advisory, Llc | Portland | ME | 01/2019 | Present |
| Steward Partners Investment Advisory, Llc | Portland | ME | 01/2019 | Present |
| Steward Partners Investment Solutions, Llc | Portland | ME | 05/2022 | Present |
(1) Name of Business: Steward Partners Global Advisory; Address: 16 Middle Street Suite 501B, Portland, ME, 04101, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install Insurance products listed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-20 |
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