Sean Michael Grubb

Current Employers

Northwest Investment Advisors, Inc.

9 S Washington St Suite 210, Spokane, WA 99201 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-05-20
GA	RA	APPROVED	2014-05-08
MT	RA	APPROVED	2014-05-08
WA	RA	APPROVED	2004-03-19

CA RA
APPROVED

Since 2016-05-20
GA RA
APPROVED

Since 2014-05-08
MT RA
APPROVED

Since 2014-05-08
WA RA
APPROVED

Since 2004-03-19

Branch Locations

9 S Washington St Ste 210, Spokane, WA 99201

Missoula, MT • United States

311 Milwaukee Ave, Deer Lodge, MT 59722 • United States

9 S Washington St Ste 210, Spokane, WA 99201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwest Investment Advisors, Inc.	Spokane	WA	03/2004	Present

03/2004 → Present

Northwest Investment Advisors, Inc.

Spokane, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-21
S63	Uniform Securities Agent State Law Examination	2000-03-17

S65 Uniform Investment Adviser Law Examination

2000-03-21
S63 Uniform Securities Agent State Law Examination

2000-03-17

View on SEC IAPD

Current Employers

Northwest Investment Advisors, Inc.

Disclosures

Employment History

Exams

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