Michael Haptonstall

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2017-07-21

AZ RA
APPROVED

Since 2017-07-21

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Phoenix	AZ	06/2016	06/2017
Edward Jones	St.LOuis	MO	07/2017	Present

06/2016 → 06/2017

Charles Schwab & Co., Inc

Phoenix, AZ
07/2017 → Present

Edward Jones

St.LOuis, MO

Previous Registrations

2016-07-13 → 2017-07-03

Charles Schwab & Co., Inc.

Phoenix, AZ
2009-02-24 → 2016-06-03

Usaa Financial Planning Services

Phoenix, AZ

Other Businesses

Michael Haptonstall Photography, LLC Type of business: Photography Phoenix, AZ Start date: 3/1/2019 CEO Hours per week: 1 Hours during trading: 0 Taking photos of real estate, persons, objects, and landscapes. Selling photos to persons, at art shows, and online website

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-02-12
S63	Uniform Securities Agent State Law Examination	2004-04-08

S65 Uniform Investment Adviser Law Examination

2009-02-12
S63 Uniform Securities Agent State Law Examination

2004-04-08

Other Names

Michael Lou Haptonstall

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews