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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Carmel | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carmel | CA | 11/2016 | 08/2023 |
| Ameriprise Financial Services, Llc | Monterey | CA | 08/2023 | Present |
Real Estate Ownership; Single Family; 289F San Benancio Rd, , Salinas, CA, 93908; Not Investment-Related; 07/01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-01 |
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