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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-05 |
| SD | RA | APPROVED | 2008-01-01 |
Branch Locations
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | Present |
TRUSTEE FOR MOTHER; INV RELATED; SIOUX FALLS, SD; START: 11/9/16; .1 HR/MO; 0 DURING TRADING. NPORTHBAY CONDO ASSOCIATION; NOT INV RELATED; PRESIDENT; SPIRIT LAKE; IA; START 09/01/2023; .5 HOURS PER MONTH; 0 HOURS DURING TRADING; ATTEND MEETINGS AND ENDURING TASK FOR BUILDING/HOA ARE HANDLED IN A TIMLEY MANNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-23 |
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