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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-24 |
| CA | RA | APPROVED | 2019-06-04 |
Branch Locations
5011 Argosy Ave Suite #13, Huntington Beach, CA 92649 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | El Segundo | CA | 10/2014 | 06/2019 |
| Summit Financial Group | El Segundo | CA | 10/2014 | 06/2019 |
| Lpl Financial, Llc | El Segundo | CA | 05/2019 | Present |
1) 2026-04-20 - Cavalier Associates - Non-Variable Insurance - Y - 4 - 4 - at reported business location(s) - 2026-04-15 - Financial Advisor offering fixed annuities via Cavalier Associates
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-08 |
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