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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Usa), Inc | Chicago | IL | 05/2015 | 09/2020 |
| Credit Agricole Corporate & Investment Bank | Chicago | IL | 05/2015 | 09/2020 |
| Lpl Financial, Llc | Sedona | AZ | 09/2020 | 02/2021 |
| Colorado Financial Service Corporation | Centennial | CO | 02/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 03/2026 | Present |
I*3952307, Entity Type Entity Charitable, Name of OBA: Aspen Chamber Resort Association Address:aspenColorado81611 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/01/2025 No Hours: 5 monthly No Hours during trading: 0 Duties: I am on the Public affairs committee. We meet and discuss aspen and pitkin co related infrastructure issues (like the airport, road constructions, etc) and make recommendations to the chamber board and the public. supporting aspen business community and tourism related companies
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-22 |
| S66 | Uniform Combined State Law Examination | 2020-09-23 |
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