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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-06 |
| AZ | RA | APPROVED | 2013-09-19 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Green Valley, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 07/2013 | Present |
(1) GRAPHIX XPRESSIONS; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: EMBROIDERY; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: OWNER-ACTIVE: DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 2) NAME OF ENTITY: Cruise Brothers ADDRESS: 820 Bald Hill Rd, Warwick, Rhode Island, 02886 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/04/2025 CAPACITY: Employee DUTIES: Applying for Travel Agent position, will earn commission HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-09 |
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