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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-08 |
| MS | RA | APPROVED | 2019-02-14 |
| OK | RA | APPROVED | 2018-01-02 |
| TX | RA | APPROVED | 2016-07-22 |
Branch Locations
214 E College St, Grapevine, TX 76051-5332 • United States
Arlington, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plano | TX | 01/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Grapevine | TX | 03/2020 | Present |
Business Ownership; MRP Oversight; Business Owner; I am self-employed and receive a 1099. The LLC is being set up for tax savings; 2039 Spotted Fawn Dr, , Arlington, TX, 76005; Not Investment-Related; 11/25/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; MRP Oversight; Owner; LLC used for business purposes; 2039 Spotted Fawn Dr, , Arlington, TX, 76005; Investment-Related; 06/17/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-13 |
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