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Barney Daniel

LPl Financial LLC

Tukwila, WA

Everett, WA

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2008-06-06
  • WA RA
    APPROVED
    Since 2008-06-06

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

11127 Evergreen Way, Everett, WA 98204 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tukwila WA 04/2004 Present
Boeing Employee Credit Union Tukwila WA 06/2004 Present
  • 04/2004 → Present
    Lpl Financial, Llc
    Tukwila, WA
  • 06/2004 → Present
    Boeing Employee Credit Union
    Tukwila, WA
Other Businesses

1. 6/18/2004 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 2004-02-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    2004-02-11

View on SEC IAPD

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Other Investors

LANCE KENJI NEKOTA
DARREN DOUGLAS HOREJSI
SERGIO GABRIEL GARZA
BRENDA SUE HUBER
CATHERINE MARIE SIMMONS
Nathaniel Allan Engstrom
TONYA N PARKER
JEREMY BARRETTE

Other Offices

CETERA INVESTMENT ADVISERS LLC · TUKWILA, WA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Tukwila, WA
OSAIC WEALTH, INC. · SEATTLE, WA
PLANMEMBER SECURITIES CORPORATION · Seattle, WA
DECKER RETIREMENT PLANNING INC. · Renton, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tukwila, WA
EDWARD JONES · Tukwila, WA
EDWARD JONES · TUKWILA, WA

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