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Barney Daniel

LPl Financial LLC

Tukwila, WA

Everett, WA

Seattle, WA

CRD 4756993

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2008-06-06
  • WA RA
    APPROVED
    Since 2008-06-06

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

11127 Evergreen Way, Everett, WA 98204 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tukwila WA 04/2004 Present
Boeing Employee Credit Union Tukwila WA 06/2004 Present
  • 04/2004 → Present
    Lpl Financial, Llc
    Tukwila, WA
  • 06/2004 → Present
    Boeing Employee Credit Union
    Tukwila, WA
Other Businesses

1. 6/18/2004 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 2004-02-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    2004-02-11

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.

Nearby Investors

LANCE KENJI NEKOTA
DARREN DOUGLAS HOREJSI
SERGIO GABRIEL GARZA

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · TUKWILA, WA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Tukwila, WA
OSAIC WEALTH, INC. · SEATTLE, WA

More in Tukwila, WA

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