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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-30 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
Plainfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Oak Brook | IL | 03/2012 | 03/2017 |
| Mml Investors Services, Llc | Lisle | IL | 03/2017 | Present |
| Massmutual Life Insurance Co | Lisle | IL | 07/2016 | Present |
(1)INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS-2HRS SEC, 1HRS NONSEC-DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS, & PROPERTY & CASUALTY-SINCE 8/2014 (2)NAME: ROCKET PRO INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER; MORTGAGE BROKER POSITION: MORTGAGE BROKER START DATE: 10/01/2021 NO. HR/MO: 40 NO. HR/MO DUR TRADING: 40
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-09 |
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