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Justin L Wasserman

J.P. Morgan Securities LLC

Woodbury, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-20
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

7920 Jericho Tpke, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Woodbury NY 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Plainview, NY
    Hicksville, NY
    Syosset, NY
    Woodbury, NY
  • 2008-01-04 → 2009-05-02
    Wamu Investments, Inc.
    Greenlawn, NY
    Huntington Station, NY
    Huntington, NY
    Northport, NY
    Plainview, NY
    Syosset, NY
    Hicksville, NY
  • 2007-05-14 → 2007-12-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lynbrook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-11
S63 Uniform Securities Agent State Law Examination 2004-03-30
  • S66 Uniform Combined State Law Examination
    2007-05-11
  • S63 Uniform Securities Agent State Law Examination
    2004-03-30
Other Names
  • Justin Lee Wasserman

View on SEC IAPD

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Other Offices

VANDERBILT ADVISORY SERVICES · WOODBURY, NY
CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
WELLS FARGO CLEARING SERVICES, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY

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