Sven E Silberschlag

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tucson, AZ
• 06/2011 → Present
  Bank Of America,N.A.
  Tucson, AZ

Other Businesses

I*77766 For profit or not for profit: Non-Profit Organization Name of outside business organization: Casa De Los Ninos Investment related: N Address of business: Tucson, Arizona 85705 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 12/29/2014 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Casa serves abused and neglected children. My responsibility is to attend meetings that reveiw the health of the organization. I*: 1654265 Entity Type: Entity For Profit Name of OBA: PULPIT FARM ROAD LLC Address: San Antonio, TX 78209 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 1/4/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: purpose of entity is to hold a rental property owned with family. Responsibilities are minimal and focused on maintenance of property. I*408445, Entity Type: Entity For Profit, Name of OBA: AZ Doppelganger LLC, Address: Tucson, Arizona, 85711, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/15/2013, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: oversight/management of rental properties, LLC for rental properties.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-18