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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-10-21 |
Branch Locations
13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2004 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2011 | Present |
I*683258For profit or not for profit: Entity CharitableName of outside business organization: FBCDC Investment related: N Address of business: Sugar Land, Texas, 77498Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Executive committee"]]Start date of relationship: 1/14/2022Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1Duties: , Provide learning opportunities to under privileged children. I will be on the committee and participate in the annual fund raiser. I*2929357, Entity Type is for profit, Name of OBA: JAR LLC Address: Katy Texas 77493 Investment Related: No Position, Title, Association: Wife passive investor Employee Start Date: 05/24/2022 No Hours: 0 No Hours during trading: 0 Duties: none. Pass through entity to own other busniess
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-10 |
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