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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-10
  • FL RA
    APPROVED
    Since 2022-02-10

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-02
  • FL RA
    APPROVED
    Since 2020-10-02

Branch Locations

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 10/2006 06/2019
Carillon Fund Distributors, Inc. St. Petersburg FL 08/2019 Present
Raymond James & Associates Inc, St.PEtersburg FL 01/2022 Present
  • 10/2006 → 06/2019
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
  • 08/2019 → Present
    Carillon Fund Distributors, Inc.
    St. Petersburg, FL
  • 01/2022 → Present
    St.PEtersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-23
S63 Uniform Securities Agent State Law Examination 2004-08-16
  • S65 Uniform Investment Adviser Law Examination
    2005-05-23
  • S63 Uniform Securities Agent State Law Examination
    2004-08-16

View on SEC IAPD

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