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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-28
TX RA APPROVED 2004-07-15
NJ RA APPROVED 2004-03-31
  • PA RA
    APPROVED
    Since 2010-06-28
  • TX RA
    APPROVED
    Since 2004-07-15
  • NJ RA
    APPROVED
    Since 2004-03-31

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 12/2003 Present
Bank Of America, N.A. Exton PA 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-29
  • S66 Uniform Combined State Law Examination
    2004-03-29
Other Names
  • Frederick Hoey
  • Frederick John Hoey

View on SEC IAPD

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