William J. Thompson

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Alpharetta, GA
• 09/2015 → Present
  Kestra Investment Services, Llc
  Alpharetta, GA

Previous Registrations

• 2012-01-19 → 2015-09-08
  Investacorp Advisory Services Inc
  Alpharetta, GA
• 2004-04-28 → 2012-01-25
  Ameriprise Financial Services, Llc
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: 903 Advisors, LLC Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Other Other/None of the Above Flow through of fees & salary. Position, Title or Relationship: Owner Start Date: 8/28/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Flow through of fees & salary. Name: oXYGen Financial Insurance Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Insurance Position, Title or Relationship: Independent Contractor Start Date: 1/16/2012 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: I recommend and help implement insurance products for financial planning clients. Name: oXYGen Financial Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Vice President & Private CFO Start Date: 1/16/2012 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning for clients and investment advisory services through Kestra Advisory Services, LLC. Name: oXYGen Financial Tax and Business Investment Related: No Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30041 Nature of Business: Other Other/None of the Above Sales of a financial dashboard service Position, Title or Relationship: Private CFO Start Date: 1/16/2012 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Sales and ongoing administration of a financial dashboard service Name: ESL ADVISERS POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/27/2023 ADDRESS: 35 Old Canton St, Alpharetta GA 30009, United States DESCRIPTION: If ESL helps sell a business that I refer to them, I will get compensated. Name: BLANK SLATE FINANCIAL POSITION: Vice President & Private CFO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 04/01/2026 ADDRESS: 1100 Powers Place, Alpharetta GA 30009, United States DESCRIPTION: Financial planning for clients and investment advisory services through Kestra Advisory Services, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-27

Other Names

• William Jeremiah Thompson
• W. Jeremiah Thompson
• William Jerry Thompson
• William Jerry Thompson