Steven Joseph Rockwell

Current Employers

Employment History

• 12/2013 → 10/2022
  Edward Jones
  St Louis, MO
• 10/2022 → Present
  Lpl Financial Llc
  Westervill, OH

Previous Registrations

• 2013-12-06 → 2022-10-17
  Edward Jones
  Westerville, OH
  Columbus, OH
• 2010-07-28 → 2013-10-24
  The Huntington Investment Company
  Dublin, OH
  Powell, OH
  Dublin, OH
  Columbus, OH
• 2008-11-07 → 2010-06-23
  Pruco Securities, Llc.
  Columbus, OH
• 2005-07-06 → 2008-06-06
  Chase Investment Services Corp.
  Gahanna, OH
  Gahanna, OH
• 2004-09-01 → 2005-07-06
  Banc One Securities Corporation
  Gahanna, OH

Other Businesses

1) 8/2022- Rockwell Financial Partners- DBA for LPL Business (entity for LPL business)- inv. related- Granville, OH 2) 8/2022- - Non-Variable Insurance / CEO- inv. related- at reported business location(s)- start dat 7/18/2022- 100% 3) 08/17/2023 - RWM Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-02-27

Designations

Other Names

• Steven Rockwell