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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| KY | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| NH | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Salina | KS | 01/2004 | 07/2021 |
| Various Insurance Carriers | Salina | KS | 05/2004 | 07/2021 |
| Jeffrey Nicholson | Salina | KS | 12/2007 | 07/2021 |
| Allied National | Shawnee Mission | KS | 11/2009 | 07/2021 |
| City Of Salina | Salina | KS | 11/2014 | 07/2021 |
| Lpl Financial Llc | Salina | KS | 07/2021 | Present |
1. 07/2021/LYLE PARKS/Sage Oak Wealth Partners/DBA for LPL Business (entity for LPL business)/Investment Related/Central North Plains, KS/0 HRS/MO 2. 2004/Crump/Other/Non-Variable Insurance/Investment Related/Harrisburg, PA/0 HRS/MO 3. 2015/City of Salina/1) Board Member - Provide guidance to the Chamber for Conventions/Investment Related/Salina, KS/0 HRS/MO 4. 2004/Associates of Clifton Park/Other/Non-Variable Insurance/Investment Related/Clifton Park, New York/0 HRS/MO 5. 11/01/2023 - Advisors Excel - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/03/2023 - 24 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-01 |
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