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Current Employers
Valley Wealth Managers, Inc.

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-29
  • FL RA
    APPROVED
    Since 2023-08-29

Branch Locations

19495 Biscayne Blvd. Suite 500, Aventura, FL 33180 • United States

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Valley Financial Management, Inc.

350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-07
  • FL RA
    APPROVED
    Since 2023-06-07

Branch Locations

19495 Biscayne Blvd. Suite 500, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leumi Investment Services Inc New York NY 01/2004 04/2022
Bank Leumi Usa New York NY 07/2002 04/2022
Valley Financial Management, Inc. Aventura FL 04/2022 Present
Valley National Bank Aventura FL 04/2022 Present
Valley Wealth Managers, Inc Aventura FL 07/2023 Present
Other Businesses

the name of the other business; Timao LLC whether the business is investment-related; No the address of the other business; 21321 NE 23rd Ave, Miami FL, 33180 the nature of the other business; Rental your position; Renter title, or relationship with the other business; LLC the start date of your relationship; 2011 the approximate number of hours/month you devote to the other business; 1 hour the number of hours you devote to the other business during securities trading hours; 0 Is position compensated: No If compensated, expected compensation: NA Is the outside entity or any of its authorized parties a client? No Please also provide any documents that give color on the organization and your proposed role. For example: a mission statement or website, and / or a charter outlining the position's specific responsibilities with the entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-15
S63 Uniform Securities Agent State Law Examination 2004-06-07
  • S65 Uniform Investment Adviser Law Examination
    2022-06-15
  • S63 Uniform Securities Agent State Law Examination
    2004-06-07

View on SEC IAPD

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