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Gregory J Wooten

Ubs Financial Services Inc.

Phoenix, AZ

Portland, OR

Eugene, OR

Eugene, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-11
CA RA APPROVED 2020-11-20
  • TX RA
    APPROVED
    Since 2021-01-11
  • CA RA
    APPROVED
    Since 2020-11-20

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Eugene, OR • United States

450 Country Club Rd Suite 340, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 01/2004 11/2020
Bank Of America, Na Phoenix AZ 09/2009 11/2020
Ubs Financial Services Inc. Eugene OR 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-07
  • S66 Uniform Combined State Law Examination
    2004-04-07
Designations
Other Names
  • Gregory Wooten
  • Greg Wooten

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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