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Jonathan Bradley Seiter

R.T. Jones Capital Equities Management Inc.

St. Louis, MO

CRD 4752288

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Employer firm

R.t. Jones Capital Equities Management Inc. CRD 131804

$352M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
R.T. Jones Capital Equities Management Inc.

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-03-29
  • MO RA
    APPROVED
    Since 2022-03-29

Branch Locations

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments Chicago IL 04/2015 08/2020
R.T. Jones Capital Equities, Inc. St. Louis MO 03/2022 Present
Unemployed St. Louis MO 08/2020 03/2022
  • 04/2015 → 08/2020
    Nuveen Investments
    Chicago, IL
  • 03/2022 → Present
    R.T. Jones Capital Equities, Inc.
    St. Louis, MO
  • 08/2020 → 03/2022
    Unemployed
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-08
S63 Uniform Securities Agent State Law Examination 2004-03-24
  • S65 Uniform Investment Adviser Law Examination
    2015-05-08
  • S63 Uniform Securities Agent State Law Examination
    2004-03-24

View on SEC IAPD

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Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO

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