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Michael W Ferrier

LPl Financial LLC

Redding, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-07
  • CA RA
    APPROVED
    Since 2018-09-07

Branch Locations

1425 Victor Ave., Ste C, Redding, CA 96003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 08/2018
Lpl Financial Llc Redding CA 08/2018 Present
  • 01/2013 → 08/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2018 → Present
    Lpl Financial Llc
    Redding, CA
Previous Registrations
  • 2010-03-09 → 2018-10-01
    Cetera Wealth Services, Llc
    Redding, CA
  • 2007-02-05 → 2009-01-27
    Edward Jones
    Anderson, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 2004-04-08
  • S66 Uniform Combined State Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    2004-04-08

View on SEC IAPD

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WOVEN CAPITAL, LLC
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MARINER INDEPENDENT

Other Investors

JASON ROBERT WAYBRIGHT
ANDREW DAVID FREIBERG
JOHN STUART WINN
LEWIS GEORGE CHAMBERLAIN
BRANDY LYNN BAILEY
JASON MICHAEL RICHART
Joseph Eugene Schmitz
Jeremy Malcom Buranis

Other Offices

LPL FINANCIAL LLC · REDDING, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA
RUBICON ADVISORS · Redding, CA
THE AMERIFLEX GROUP · Redding, CA
WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA
LPL FINANCIAL LLC · REDDING, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA
LPL FINANCIAL LLC · Redding, CA

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