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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-12-20 |
Branch Locations
1525 East Franklin Street, Chapel Hill, NC 27514 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Team Wealth Planning And Management, Inc. | Chapel Hill | NC | 01/2004 | 12/2016 |
| Team Wealth Planning And Management, Inc. | Chapel Hill | NC | 01/2017 | 12/2019 |
| Advisory Services Network, Llc | Atlanta | GA | 05/2019 | 12/2024 |
| Modern Wealth Management | Lenexa | KS | 12/2024 | Present |
1) Red Truck Blue Truck LLC: member/owner of commercial condo; start date: May 2018. Not investment related. Chapel Hill North Carolina; 0 hrs/mnth during securities trading hours; 2 hrs/mnt outside of securities trading hours. 2) High Road Management LLC: not investment related; managing member/owner; Chapel Hills, NC; 0 hrs/mnth during securities trading hours; 10 hrs/mnth outside of securities trading hours; pays expenses and employees for dba LFM Wealth Management. 3) Carol Woods Retirement Community: not investment related; treasurer, finance chair, executive committee on the board of directors; start date: 01/2022; 0hrs/mnth during securities trading hours; 8 hrs/mnth outside of securities trading hours. 4) County Hall Insurance Company: Residential Board Member on the Board of Directors; not investment related; start date: 07/2024; start date: 1hr/mnth during securities trading hours; 0 hrs/mnth outside of securities trading hours; Chapel Hill, NC; attend annual board meeting, maintain state of North Carolina residency, maintain good standing with NC Department of Insurance. Company provides affordable truck insurance to members of long haul trucking industry. 5) Link Apartments Carlisle 8 LLC. Investment Related. Passive Income. 111-121 Washington Street (aka 8 Carlisle Street), Financial District, New York, NY 10006. Equity investment in new apartment building in New York City (multifamily development) . Member. 12/09/2024. 0 hours during trading hours. 6) Timber Hollow LLC. Investment Related. Passive Income. 4.61% ownership with spouse in multifamily complex in Chapel Hill, NC. Member. 06/11/2020. 0 hours during trading hours. 7) Gwendolyn Office Co-Investment LLC. Investment Related. Passive Income. 5.25% co-ownership with spouse in commercial office building in Chapel Hill, NC. Member. 05/23/2023. 0 hours during trading hours. 8) Grubb Real Estate Investment Co LLC. Investment Related. Passive Income. 0.12% co-ownership with spouse - Equity investment in Grubb Real Estate Investment Co LLC (management company). Member. 04/10/2023. 0 hours during trading hours. 9) Glen Lennox Phase One LLC. Investment Related. Passive Income. 0.40% ownership with spouse - passive Real Estate Investment in Chapel Hill NC. Member. 01/01/2019. 0 hours during trading hours. 10) GL Chapel Hill Fund LLC. Investment Related. Passive Income. 12.50% ownership with a spouse in passive real estate investment based in Chapel Hill NC. Member. 1/1/2017. 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-22 |
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