Carol Ann Hack

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Thrivent Investment Management Inc.
  San Jose, CA
• 03/2004 → Present
  Thrivent Financial For Lutherans
  Appleton, WI

Other Businesses

COMMUNITY OUTREACH MINISTRY ENDEAVOR, SAN JOSE, CA--NOT INVESTMENT RELATED, A LUTHERAN 501C3 PUBLIC BENEFIT CORPORATION GIVING FOOD AND CLOTHING IN THE NAME OF CHRIST TO NEEDY PEOPLE PRIMARILY IN SAN JOSE. I AM A MEMBER OF THE BOARD OF DIRECTORS. STARTED SUMMER OF 2011. 30 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS. I SERVE IN ORGANIZING, PROMOTING, FUNDRAISING FOR, ARRANGING FOR MATERIAL DONATIONS AND VOLUNTEER HOUR DONATIONS, AND DIRECTING POLICY FOR COME. LUTHERAN CHURCH-MISSOURI SYNOD--BOARD OF NATIONAL MISSION POSITION: Voting board member NATURE: The Lutheran Church Missouri Synod is organized with an overall Board of Directors, and two primary policy boards--the Board of National Mission, for domestic work, and the Board of International Mission, for work in other countries than the United States. I would serve as a board member on the Board of National Mission, which is responsible to set policy and direction for the Synod's work here in the US. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 09/10/2016 ADDRESS: 1333 S. Kirkwood Road, St. Louis MO 63122 DESCRIPTION: I will serve as a voting board member on the LCMS Board of National Mission, the lay representative from the southwest region of the US. In that capacity I will work with other board members and synod staff and leadership to set policy and direction for the domestic (United States) work of the Synod. The board is not directly in charge of carrying out this work, but rather has more of an oversight and prioritization role. I have been elected to a 6 year term. THE LCMS FOUNDATION POSITION: Member of the Board of Trustees NATURE: Foundation to fundraise for and steward charitable gifts, especially legacy gifts,for the ministries of and with the Lutheran Church-Missouri Synod. I will serve as thetrustee representing the LC-MS Board for National Mission, an existing OBA of mine. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 08/10/2018 ADDRESS: The LCMS Foundation, 1333 S. Kirkwood Road, St. Louis MO 63112, United States DESCRIPTION: I would serve on the Board of Trustees of The LCMS Foundation as the member from the Board for National Mission. I would attend and participated in board meetings 4 times annually, and would typically be appointed to a Board sub-committee that would meet immediately prior to the Board meetings. Board members assist in the management and policy setting for the Foundation. Based on Thrivent's COI policies, I would recuse myself from voting on investment decisions, if those were part of the Board meetings. POSITION: Owner NATURE: One rental house INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/25/1987 ADDRESS: 461 Century Cross Court, San Jose CA 95111, United States DESCRIPTION: I help manage a rental house that my husband owned before we were married. When we have a vacancy I help screen tenants and prepare forms for the rental agreement. AGNUS DEI LUTHERAN CLASSICAL ACADEMY POSITION: Board member NATURE: Elementary and middle school INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2025 ADDRESS: 5825 Bollinger Road, Cupertino CA 95014, United States DESCRIPTION: Meet to decide strategy and governance of the school.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-03