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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2012-09-14
TX RA APPROVED_RES 2011-11-29
OK RA APPROVED 2009-01-02
  • NM RA
    APPROVED
    Since 2012-09-14
  • TX RA
    APPROVED_RES
    Since 2011-11-29
  • OK RA
    APPROVED
    Since 2009-01-02

Branch Locations

13158 N Macarthur Blvd, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Finanacial Services, Inc Oklahoma OK 06/2007 Present
National Guard G-Rap Program Oklahoma City OK 08/2007 Present
Raymond James Financial Services Advisors, Inc Oklahoma City OK 01/2009 Present
Insurance-Non Variable Oklahoma City OK 06/2011 Present
Nautic Financial Group Llc Oklahoma City OK 07/2015 03/2017
  • 06/2007 → Present
    Raymond James Finanacial Services, Inc
    Oklahoma, OK
  • 08/2007 → Present
    National Guard G-Rap Program
    Oklahoma City, OK
  • 01/2009 → Present
    Oklahoma City, OK
  • 06/2011 → Present
    Insurance-Non Variable
    Oklahoma City, OK
  • 07/2015 → 03/2017
    Nautic Financial Group Llc
    Oklahoma City, OK
Previous Registrations
Other Businesses

(1) Name of Business: Brownstone Financial Services LLC Address: 13158 N Macarthur Blvd, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2) Name of Business: Rimmer Retirement Advisors Address: 13158 N Macarthur Blvd, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/15/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Work in the same office but I am not an employee of RRA. However, I do by agreement supervise the employees in the office. I provide the normal advisor services to my clients here in this branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2004-04-08
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2004-04-08
Designations

View on SEC IAPD

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