Douglas Lee Brown

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Raymond James Finanacial Services, Inc
  Oklahoma, OK
• 08/2007 → Present
  National Guard G-Rap Program
  Oklahoma City, OK
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Oklahoma City, OK
• 06/2011 → Present
  Insurance-Non Variable
  Oklahoma City, OK
• 07/2015 → 03/2017
  Nautic Financial Group Llc
  Oklahoma City, OK

Previous Registrations

• 2007-02-15 → 2007-06-21
  Edward Jones
  Moore, OK

Other Businesses

(1) Name of Business: Brownstone Financial Services LLC Address: 13158 N Macarthur Blvd, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2) Name of Business: Rimmer Retirement Advisors Address: 13158 N Macarthur Blvd, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/15/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Work in the same office but I am not an employee of RRA. However, I do by agreement supervise the employees in the office. I provide the normal advisor services to my clients here in this branch.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02
• S63 Uniform Securities Agent State Law Examination
  2004-04-08

Designations

• Certified Financial Planner