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Nathaniel Benjamin Hahn

Brown, Lisle/Cummings, Inc.

Providence, RI

Providence, RI

Providence, RI

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Current Employers
Brown, Lisle/Cummings, Inc.

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-02-17
  • RI RA
    APPROVED
    Since 2026-02-17

Branch Locations

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Milford MA 12/2015 02/2026
The Patriot Financial Group, Llc Westborough MA 12/2015 06/2018
Northeast Planning Associates, Inc. Milford MA 03/2020 02/2026
Brown, Lisle/Cummings, Inc. Providence RI 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-18
S63 Uniform Securities Agent State Law Examination 2004-06-25
  • S66 Uniform Combined State Law Examination
    2008-08-18
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25
Designations
Other Names
  • Nathaniel B Hahn

View on SEC IAPD

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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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