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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-01 |
| CO | RA | APPROVED | 2020-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Corado | Windsor | CO | 12/2009 | Present |
| Raymond James Financial Services Inc. | Windsor | CO | 12/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Durango | CO | 03/2020 | Present |
| Purgatory Ski Resors | Durango | CO | 11/2021 | Present |
| Bank Of Colorado | Durange | CO | 01/2010 | Present |
| Bank Of Colorado Investment Services - Raymond James | Durango | CO | 01/2020 | Present |
(1)Name of Business: Address: 1315 Main Ave Ste 121, Durango, CO, 81301, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: No Start Date: 12/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Committee members are a resource providing input to the board on financial reporting and compliance, monitoring cash flow and debt, flagging potential financial problems, and acting as a resource to help correct fiscal issues. (2)Name of Business: Adaptive Sports Association Address: 463 Turner Drive #105, Durango, CO, 81301, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide feedback to the board on financial matters relevant to the organization. (3)Name of Business: Bank of Colorado Address: 1199 Main Ave, Durango, CO, 81301, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/06/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor through Raymond James Financial Services (4)Name of Business: Bank of Colorado Investment Services - Raymond James Address: 1199 Main Ave, Durango, CO, 81301, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/06/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-10 |
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